THE WORKS Blog, Credit Union Compliance News & Views

      General
      Jun 07, 2017

      Compliance is Like First Grade

      I don’t know how many times over the last year or so I have heard the phrase “culture of compliance”. It seems to be one of those overused buzz phrases. It’s in articles, in conference presentations,...
      General
      Apr 17, 2017

      If You Enjoy Change and Growth, Compliance is for You

      This weekend I was home visiting family for Easter and I had a nice conversation with my dad about what I actually do for a living. He's always had a general idea of course, but he didn't know a lot...
      General
      Apr 11, 2017

      5 Ways to Improve Your In-House Compliance Training

      I am frequently asked by credit unions how much and how often compliance training should be provided. Well, the first answer is the old “depends on the size and complexity of your credit union”. Not,...
      General
      Mar 28, 2017

      Is Dodd-Frank Here to Stay?

      Well, some are now saying that the recent healthcare reform fiasco in the House is a look into the crystal ball for the possible future of any kind of Dodd-Frank overhaul. People with their ear to...
      General
      Feb 09, 2017

      Listen or You Won’t Be Heard

      “Most people do not listen with the intent to understand; they listen with the intent to reply” – Stephen R. Covey.
      General
      Feb 08, 2017

      Politics and Regulatory Compliance – Get Your House in Order

      As was expected, the new Presidential team is bringing changes to many areas, including the world of regulatory compliance. I have been in this industry for many years and I think these times are the...
      General
      Feb 06, 2017

      New President, New Rules?

      I have to admit that I don't follow politics very closely.  If CNN or Fox News are on in my house, it is probably because the dog stepped on the remote control again. But, this year I find myself...
      General
      Jan 12, 2017

      5 Habits of Highly Successful….Compliance Partners!

      I love to hear about what makes someone a leader, versus a boss. A few years ago, a former leader of mine shared with me the five habits she lives by to lead her team. Once I heard them, I could...
      General
      Jan 06, 2017

      New Year, New Perspectives

      I am so excited for tomorrow that I can barely contain myself. Why? Because tomorrow night is Round 1 of the Monster Energy Supercross Series. I'll be watching practice while I work on my new bike in...
      General
      Jan 03, 2017

      Do Compliance and Resolutions Go Together?

      Well, we are a few days into 2017 already. It’s hard to believe, but here it is. So, I, like millions of other people, will make resolutions that I won’t keep. But, this year, I’m going to forego the...
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